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Douglas C. Lane & Associates, Inc. (New York)


Douglas C. Lane & Associates, Inc. is a large advisory firm based in New York. It manages $4.38 billion of regulatory assets for 4,149 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 43 other states.

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Douglas C. Lane & Associates provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Douglas C. Lane & Associates: assets under management

The assets under management (AUM) of Douglas C. Lane & Associates, Inc. is $4.38 billion. The firm's AUM has grown by 94% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $4.38 billion in discretionary accounts and $2.83 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.06 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $706.83 thousand.
Douglas C. Lane & Associates has custody of $14.13 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Douglas C. Lane & Associates, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Sharon Gay Lane Trustee 1 Sep 2012 Other 4363507
Wesley Wildman Trustee 1 Sep 2012 Other 6176390
Todd Hanson Trustee 1 Sep 2012 Other 6176399
Andrew P. Segal Trustee 1 Dec 2012 Other 5485978
Robert David Lane Trustee 1 Dec 2012 Other 873115
John Lane Trustee 1 Dec 2012 Other 6176986

Based in New York

The principal office where Douglas C. Lane & Associates, Inc. performs its advisory services is located at 777 Third Avenue, New York, NY 10017 1307, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-262-7670 or by fax 212-262-2801. The normal business hours are 8:30 to 5:30 on Monday - Friday. You can find more information about the New York firm at dclainc.com/.


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