Enterprise Capital Management, Inc. (Atlanta)

Enterprise Capital Management, Inc. is a large advisory firm based in Atlanta. It manages $63.05 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Georgia.

Enterprise Capital Management provides portfolio management for investment companies and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Enterprise Capital Management: assets under management

The assets under management (AUM) of Enterprise Capital Management, Inc. is $63.05 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $63.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.52 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Enterprise Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Enterprise Capital Management, Inc.

Victor Ugolyn has been acting as President since 1 May 1991. Patricia Louie joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mony Life Insurance Company	Sole shareholder	1 Dec 1985	75% - 100%	13-163248
Herbert Meadows Williamson	Vice president/treasurer/assistant secretary	1 Mar 1989	Other	1753708
Victor Ugolyn	Chairman/ceo/president/director	1 May 1991	Other	1270471
Catherine Richards Mcclellan	Sr. vice president/chief legal officer/chief compliance officer/secretary/director	1 Nov 1991	Other	1453119
Phillip Gerald Goff	Vice president/chief financial officer	1 Apr 1995	Other	2610784
Steven Michael Joenk	Director, chairman of the board and president	1 Jul 2004	Other	1556526
Kenneth Thomas Kozlowski	Director	1 Jul 2004	Other	2121988
Mary Elizabeth Cantwell	Director	1 Jul 2004	Other	4841378
Inc. Mony Financial Services	Sole shareholder	1 Aug 2004	75% - 100%	11-3722370
Joseph John Paolo	Chief compliance officer	1 Oct 2004	Other	4939209
Patricia Louie	Chief legal officer	1 Mar 2005	Other	2203339

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Mony Holdings	Parent company	1 Nov 2002	75% - 100%	13-3976138
Inc. Axa Financial	Parent company	1 Jul 2004	75% - 100%	13-3623351

Based in Atlanta

The principal office where Enterprise Capital Management, Inc. performs its advisory services is located at 3343 Peachtree Rd. N.E., Ste 450, Atlanta, GA 30326 1022, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 404-261-1116 or by fax 404-266-8697. The normal business hours are 8:30am - 5:30pm on Monday - Friday.