Claymore Investments, Inc. (Toronto)


Claymore Investments, Inc. is a large advisory firm based in Toronto. It manages $4.17 billion of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2005.

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Claymore Investments provides portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Claymore Investments: assets under management

The assets under management (AUM) of Claymore Investments, Inc. is $4.17 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1227% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $4.17 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $138.99 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Claymore Investments, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Claymore Investments, Inc.

David Charles Hooten has been acting as President since 1 Nov 2004. Inc. Esot Sammons Enterprises joined the executive team most recently as the Shareholder.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Llc Claymore Group Holding company 1 Oct 2003 50% - 75% 36-4470289
Claymore Group Inc. Holding company 1 Oct 2003 50% - 75% 36-4470289
Inc. Guggenheim Funds Services Group Holding company 1 Oct 2003 75% - 100% 20-1908498
David Charles Hooten Director 1 Nov 2004 Other 2400282
Som Seif Director, ceo, president 1 Jan 2005 Other 4923238
Michael Roy Boyle Director, cfo and cio 1 Jan 2005 Other 3200882
Nicholas Dalmaso Director, secretary 1 Jan 2005 Other 2246955
Som Nmn Seif Director, ceo, president 1 Jan 2005 Other 4923238
Nicholas Nmn Dalmaso Director, secretary 1 Jan 2005 Other 2246955
Michael Joseph Rigert Vice president 1 Jun 2005 Other 4534404
Charles Francis Millington Chief financial officer 1 Jun 2005 Other 4683520
Bruce Saxon Chief compliance officer 1 Jun 2006 Other 1507740
Steven Mark Hill Cfo 1 Jun 2006 Other 1992944
Chuck Ray Craig Cio 1 Jun 2006 Other 2843684
Bruce Nmn Saxon Chief compliance officer 1 Jun 2006 Other 1507740
Bruce Rudolph Albelda Cfo 1 Feb 2007 Other 5275087
Kevin M Robinson Secretary 1 May 2008 Other 2947242
Jeffrey David Logan Vice president 1 May 2008 Other 5078925
John Thomas Futrell Director 1 May 2008 Other 1244867
Byron Scott Minerd Director 1 Oct 2009 Other 1204498

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Charles Hooten Ceo 1 Oct 2001 25% - 50% 2400282
Llc Guggenheim Capital Parent company 1 Oct 2005 75% - 100% 36-4358656
Llc Gp Holdco Parent company 1 Oct 2007 75% - 100% 20-8734966
Llc Guggenheim Partners Parent company 1 Oct 2007 75% - 100% 20-3571204
Llc Guggenheim Partners Member 1 Dec 2008 75% - 100% 20-3571204
Inc. Sage Assets Shareholder 1 Dec 2008 25% - 50% 26-3960584
Inc. Sammons Enterprises Shareholder 1 Dec 2008 75% - 100% 75-6027423
Inc. Consolidated Investment Services Shareholder 1 Dec 2008 75% - 100% 88-0214301
Inc. Sage Assets Parent company 1 Jul 2009 25% - 50% 26-3960584
Inc. Sammons Enterprises Parent 1 Jul 2009 75% - 100% 15-6027423
Llc Gpft Holdco Parent company 1 Sep 2009 75% - 100% 20-8735034
Llc Claymore Holdings Parent company 1 Oct 2009 75% - 100% 27-0765512
Inc. Esot Sammons Enterprises Shareholder 1 Mar 2010 75% - 100% 75-0864422

Based in Toronto

The principal office where Claymore Investments, Inc. performs its advisory services is located at 200 University Ave., Toronto, M5 H 3 C6 The mailing address of the firm is 200 University Ave., Toronto, M5 H 3 C6. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 866-417-4640 or by fax 416-813-2020. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at www.clamoreinvestments.ca.