Retirement Advisors Of America Inc (Dallas)

Name: Retirement Advisors Of America Inc
Address: 13155 Noel Road, Suite 1800, Dallas, TX, 75240
Telephone: 972-233-3367

Retirement Advisors Of America Inc is a large advisory firm based in Dallas. It manages $1.01 billion of regulatory assets for 2,038 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 39 other states.

Retirement Advisors Of America provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Retirement Advisors Of America: assets under management

The assets under management (AUM) of Retirement Advisors Of America Inc is $1.01 billion. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $988.21 million in discretionary accounts and $18.87 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $531.01 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $106.61 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Retirement Advisors Of America Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Retirement Advisors Of America Inc

William Dunham Birch has been acting as President since 1 Dec 1991. Sharon H Watson joined the executive team most recently as the Senior Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
S Richard Szczepanik	Director	1 Mar 1991	25% - 50%	719018
Benjamin George Adams	Exec vice pres/director	1 Mar 1991	Other	1034941
Geometry Group Inc	Shareholder	1 Mar 1991	50% - 75%	52-1887069
Scott Michael Frost	Co ceo	1 Apr 1991	Other	2148899
Carroll Ann Smith	Sr vice president	1 Apr 1991	Other	2148874
Maria Amparo Fuentes	Operations manager	1 Apr 1991	Other	2563763
William Dunham Birch	Director	1 Dec 1991	Other	21759
Jeffrey Thomas Prendergast	Co ceo	1 Mar 1992	Other	1645258
Timothy Allen Schlindwein	Director	1 Aug 1995	Other	1865926
Roger D Ide	Director	1 Jan 1998	Other	4335711
Dennis Michael Ohara	Sr vice president	1 Dec 1998	Other	2604118
Joseph Richard Zorn	Exec vice president	1 Dec 1998	Other	2600959
Michael Neal Emmons	Vice president	1 Dec 1998	Other	2036680
Raymon Bedford Tanner	Vice president	1 Sep 2000	Other	2402004
James William Lewis	Director	1 Oct 2003	Other	308692
Sharon H Watson	Senior vice president	1 Jan 2004	Other	2459124
Michael Robert Fortier	Senior vice president	1 Jan 2004	Other	1450338

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
James William Lewis	Chairman	1 Mar 1991	50% - 75%	308692

Based in Dallas

The principal office where Retirement Advisors Of America Inc performs its advisory services is located at 13155 Noel Road, Suite 1800, Dallas, TX 75240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-233-3367 or by fax 972-233-3188. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.raa.com.