Chaney Capital Management Inc. (Lynnwood)

Name: Chaney Capital Management Inc.
Address: 3500 188 Th Street Sw, Lynnwood, WA, 98037
Telephone: 425-673-4060

Chaney Capital Management Inc. is a large advisory firm based in Lynnwood. It manages $203 million of regulatory assets for 850 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California and Washington.

Chaney Capital Management provides financial planning services, portfolio management for individuals and small businesses, and consultation services and public services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Chaney Capital Management: assets under management

The assets under management (AUM) of Chaney Capital Management Inc. is $203 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 320% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $203 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $238.82 thousand each.

Investments

The firm invests in other assets the most. They account for 77% of the total AUM. The second-largest asset type is exchange traded securities, which make up 17% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chaney Capital Management Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Chaney Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Chaney Capital Management is high net worth individuals with 70 clients and $148 million of assets under management. Among the 6 most similar advisory firms, Chaney Capital Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $203 million for 280 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Chaney Capital Management doesn't advise any private funds.

Careers at Chaney Capital Management Inc.

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Chaney Capital Management Inc. is owned by Lynda Marie Bartsch. Stephen Jay Chaney joined the executive team most recently as the President And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Jay Chaney	President and chief compliance officer	1 Jan 1999	75% - 100%	2694076
Lynda Marie Bartsch	Vice president/owner	1 Jan 2014	Other	2725382

Based in Lynnwood

The principal office where Chaney Capital Management Inc. performs its advisory services is located at 3500 188 Th Street Sw, Lynnwood, WA 98037, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 425-673-4060 or by fax 425-778-3481. The normal business hours are 9am to 4pm on Monday - Friday. You can find more information about the New York firm at chaneycapital.com/.