Aua Private Equity Partners, LLC (New York)

Name: Aua Private Equity Partners, LLC
Address: 666 Fifth Avenue, New York, NY, 10103
Telephone: 212-231-8600

Aua Private Equity Partners, LLC is a large advisory firm based in New York. It manages $243.64 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Aua Private Equity Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aua Private Equity Partners: assets under management

The assets under management (AUM) of Aua Private Equity Partners, LLC is $243.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $243.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.07 million each.

Aua Private Equity Partners has custody of $208.29 million in cash and securities for 9 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aua Private Equity Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aua Private Equity Partners serves?

The only and largest group of clients of Aua Private Equity Partners is pooled investment vehicles with 9 clients and $243.64 million of assets under management. Among the 11 most similar advisory firms, Aua Private Equity Partners has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $243.64 million for 9 clients. None of the firm’s clients are foreign persons or businesses.

Aua Private Equity Partners also advises several private funds. Namely, nine private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Aua Private Equity Partners, LLC

The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Unanue	Managing partner	1 Nov 2011	50% - 75%	6239885
Kyce Ben Chihi	Vice president	1 Nov 2011	Other	4842076
David Benyaminy	Partner	1 Nov 2011	Other	2933597
Steven A Flyer	Partner and cco	1 Nov 2011	Other	2975929
Steven Arthur Flyer	Partner and cco	1 Nov 2011	Other	2975929
John Healey Moore	Chief compliance officer	1 Mar 2017	Other	5315269

Based in New York

The principal office where Aua Private Equity Partners, LLC performs its advisory services is located at 666 Fifth Avenue, New York, NY 10103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-231-8600 or by fax 212-231-8601. The normal business hours are 8:30am - 6:00pm on Monday - Friday. You can find more information about the New York firm at auaequity.com.