Timessquare Capital Management, LLC (New York)


Timessquare Capital Management, LLC is a large advisory firm based in New York. It manages $14.45 billion of regulatory assets for 139 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Connecticut and New York.

Timessquare Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Timessquare Capital Management: assets under management

The assets under management (AUM) of Timessquare Capital Management, LLC is $14.45 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 185% since the beginning of its operation, and $961 million of the total AUM is attributable to clients outside of the United States.

The firm manages $14.45 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $103.96 million each.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Timessquare Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Timessquare Capital Management serves?

The firm provides services to investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Timessquare Capital Management is pension and profit sharing plans with 65 clients and $5.18 billion of assets under management. Among the 5 most similar advisory firms, Timessquare Capital Management has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $14.45 billion for 139 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 5% of the firm’s clients are foreign persons or businesses.

Timessquare Capital Management also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Timessquare Capital Management, LLC

The company employs 48 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 6 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Grant Richard Babyak Member and chief executive officer 1 Aug 2004 Other 2336012
Ian Anthony Rosenthal Member 1 Aug 2004 Other 4850173
Stephen Green Member 1 Aug 2004 Other 2793646
Yvette Bockstein Managing member 1 Aug 2004 25% - 50% 4850172
Mark Aaron Compliance officer 1 Aug 2004 Other 4850589
Yvette L Bockstein Managing member 1 Aug 2004 25% - 50% 4850172
Mark Jay Aaron Compliance officer 1 Aug 2004 Other 4850589
Mark Jay Aaron Chief operating officer/chief compliance officer 1 Nov 2004 Other 4850589
Timessquare Manager Member Llc ("Tsmm Llc") Managing member 1 Nov 2004 50% - 75% 27-0120247
Michael Jeffrey Andrews Chief compliance officer 1 Aug 2016 Other 5804924
Fred Martin Kramer Chief operating officer 1 Aug 2016 Other 6690954
David M Cielusniak Chief compliance officer & chief operating officer 1 Feb 2017 Other 5076624

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Amg Northeast Investment Corp. ("Amg Neic") Member 1 Nov 2004 50% - 75% 04-3521272
Inc. ("Amg Nehi") Amg Northeast Holdings Member 1 Nov 2004 50% - 75% 04-3511694
Inc. Affiliated Managers Group Shareholder 1 Nov 2004 75% - 100% 04-3218510
Inc. Amg Northeast Holdings Shareholder 1 Nov 2004 75% - 100% 04-3511694

Based in New York

The principal office where Timessquare Capital Management, LLC performs its advisory services is located at 7 Times Square, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1-800-541-5156 or by fax 1-917-342-7900. The normal business hours are 9:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at tsquarecm.com.