Sign in Sign up for free

James N. Bray, Phd Dba Investment & Retirement Advisors (Seattle)


James N. Bray, Phd Dba Investment & Retirement Advisors is a large advisory firm based in Seattle. It manages $47.35 million of regulatory assets for 37 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Washington.

James N. Bray, Phd Dba Investment & Retirement Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

James N. Bray, Phd Dba Investment & Retirement Advisors: assets under management

The assets under management (AUM) of James N. Bray, Phd Dba Investment & Retirement Advisors is $47.35 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 57% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $47.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.28 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay James N. Bray, Phd Dba Investment & Retirement Advisors for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Seattle

The principal office where James N. Bray, Phd Dba Investment & Retirement Advisors performs its advisory services is located at Apt 9 A 900 University Street, Seattle, WA 98101 2789, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-748-7279 or by fax 206-382-3780. The normal business hours are by appointment on Monday - Friday.


Registered investment advisers similar to James N. Bray, Phd Dba Investment & Retirement Advisors