Resolute Advisors LLC (San Francisco)

Name: Resolute Advisors LLC
Address: 75 Broadway Street, San Francisco, CA, 94111
Telephone: 310-943-0991

Resolute Advisors LLC is a large advisory firm based in San Francisco. It manages $383.76 million of regulatory assets for 49 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of California.

Resolute Advisors provides portfolio management for individuals and small businesses, selection of other advisers, and advisory consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Resolute Advisors: assets under management

The assets under management (AUM) of Resolute Advisors LLC is $383.76 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and $13.41 million of the total AUM is attributable to clients outside of the United States.

The firm manages $383.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.83 million each.

Investments

The firm invests in cash and cash equivalents the most. They account for 62% of the total AUM. The second-largest asset type is exchange traded securities, which make up 22% of the firm’s portfolio. Investments in investment and business development companies form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Resolute Advisors LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Resolute Advisors serves?

The only and largest group of clients of Resolute Advisors is high net worth individuals with 6 clients and $383.76 million of assets under management. Among the 6 most similar advisory firms, Resolute Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $383.76 million for 6 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 17% of the firm’s clients are foreign persons or businesses.

Resolute Advisors doesn't advise any private funds.

Careers at Resolute Advisors LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Neil Patrick Keegan	Managing member/ founder/managing partner	1 Oct 2018	Other	4581309
Rpg Holdco Llc	Parent company	1 May 2019	75% - 100%	84-1855733

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kevin Michael Lutz	Founder/managing partner	1 May 2019	25% - 50%	5250397
Ryan A Mcdermott	Founder/managing partner	1 May 2019	25% - 50%	5018674
Neil Patrick Keegan	Founder/managing partner	1 May 2019	25% - 50%	4581309

Based in San Francisco

The principal office where Resolute Advisors LLC performs its advisory services is located at 75 Broadway Street, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in El Segundo, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-943-0991 or by fax 310-943-0989. The normal business hours are 6:00 a.m.-6:00 p.m. on Monday - Friday. You can find more information about the New York firm at resolutepg.com/.