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Faison Capital LLC (Charlotte)


Faison Capital LLC is an adviser based in Charlotte. It manages $48.7 million of regulatory assets for 77 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of North Carolina.




Faison Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Faison Capital: assets under management

The assets under management (AUM) of Faison Capital LLC is $48.7 million. The firm's AUM has grown by 95% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $16.1 million in discretionary accounts and $32.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $392.68 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $905.56 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Faison Capital LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Charlotte

The principal office where Faison Capital LLC performs its advisory services is located at 2130 Norton Road, Charlotte, NC 28207, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-332-5152. The normal business hours are 9-5 by appointment only on Monday - Friday.


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