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Gregory, Zent & Swanson, Inc. (Fort Wayne)


Gregory, Zent & Swanson, Inc. is a large advisory firm based in Fort Wayne. It manages $62.82 million of regulatory assets for 1,099 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Indiana and Wisconsin.




Gregory, Zent & Swanson provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gregory, Zent & Swanson: assets under management

The assets under management (AUM) of Gregory, Zent & Swanson, Inc. is $62.82 million. The firm's AUM has grown by 109% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $34.1 million in discretionary accounts and $28.72 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $200.57 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $30.92 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gregory, Zent & Swanson, Inc. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Fort Wayne

The principal office where Gregory, Zent & Swanson, Inc. performs its advisory services is located at 4011 W. Jefferson Blvd Ste 225, Fort Wayne, IN 46804, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 219-432-3763 or by fax 219-436-0079. The normal business hours are 8:00 - 5:00 on Monday - Friday.


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