Jackson, Grant Investment Advisers, Inc. (Stamford)

Name: Jackson, Grant Investment Advisers, Inc.
Address: Two High Ridge Park, Stamford, CT, 06905
Telephone: 203-322-1198

Jackson, Grant Investment Advisers, Inc. is a large advisory firm based in Stamford. It manages $307.24 million of regulatory assets for 103 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, Illinois, and 4 other states.

Jackson, Grant Investment Advisers provides portfolio management for individuals and small businesses and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Jackson, Grant Investment Advisers: assets under management

The assets under management (AUM) of Jackson, Grant Investment Advisers, Inc. is $307.24 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 804% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $307.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.98 million each.

Investments

The firm invests in exchange traded securities the most. They account for 47% of the total AUM. The second-largest asset type is investment and business development companies, which make up 45% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jackson, Grant Investment Advisers, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients J Julie Jason serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of J Julie Jason is high net worth individuals with 87 clients and $300.03 million of assets under management. Among the 9 most similar advisory firms, Jackson, Grant Investment Advisers has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $307.24 million for 103 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Jackson, Grant Investment Advisers doesn't advise any private funds.

Careers at Jackson, Grant Investment Advisers, Inc.

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

J Julie Jason has been acting as President since 1 Feb 1992. Michael Tenreiro joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
J Julie Jason	President/chief compliance officer	1 Feb 1992	75% - 100%	1359210
Howard George Berg	Managing director	1 Feb 1992	Other	600368
Daniel Henry Van Rooyen	Vice president	1 Aug 2017	Other	6031474
Michael Tenreiro	Vice president	1 Jul 2018	Other	2576701
Robert T Carroll	Vice president	1 Jul 2018	Other	6294302

Based in Stamford

The principal office where Jackson, Grant Investment Advisers, Inc. performs its advisory services is located at Two High Ridge Park, Stamford, CT 06905, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-322-1198 or by fax 203-322-3741. The normal business hours are 10 to 5 on Monday - Friday. You can find more information about the New York firm at jacksongrant.us.