Corinthian Capital Group, LLC (New York)

Name: Corinthian Capital Group, LLC
Address: 366 Madison Ave., New York, NY, 10017
Telephone: 212-920-2300

Corinthian Capital Group, LLC is a large advisory firm based in New York. It manages $248.32 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012.

Corinthian Capital Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Corinthian Capital Group: assets under management

The assets under management (AUM) of Corinthian Capital Group, LLC is $248.32 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $248.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $124.16 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Corinthian Capital Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Steven J Kumble serves?

The only and largest group of clients of Steven J Kumble is pooled investment vehicles with 2 clients and $248.32 million of assets under management. Among the 8 most similar advisory firms, Corinthian Capital Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $248.32 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Corinthian Capital Group also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Corinthian Capital Group, LLC

The company employs 12 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Steven J Kumble has been acting as President since 1 Jun 2005. Steven Marc Gindi joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steven J Kumble	Chairman	1 Jun 2005	Other	6026996
Charles Kenneth Clay	Founder/executive managing director	1 Jun 2005	25% - 50%	6026998
Peter Baird Van Raalte	President/chief executive officer	1 Jun 2005	25% - 50%	6026999
Steven Jay Kumble	Chairman	1 Jun 2005	Other	6026996
Nora Catalya De La Serna	Chief financial officer	1 Jun 2005	Other	6027000
Gerson R Guzman	Managing director	1 Aug 2005	Other	6027002
Gerson Ricardo Guzman	Chief compliance officer/managing director	1 Aug 2005	Other	6027002
James Alexander Mcnair	Managing director	1 Dec 2005	Other	1699140
Llc Helicon	Member	1 Oct 2006	Other	98-0473618
Anthony Nmn Pucillo	Chief administrative officer	1 Mar 2008	Other	6027001
Hope Elizabeth Vaughn	Director	1 Apr 2009	Other	5128883
David G Tahan	Chief financial officer/chief compliance officer	1 Mar 2014	Other	6473846
Steven Marc Gindi	Director of finance	1 Jul 2016	Other	2199774
Steven Marc Gindi	Chief financial officer	1 May 2018	Other	2199774

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Boston Trustees Limited	Trustee	1 Sep 2004	Other	foreign trustee
Federal Trust Company Limited	Trustee	1 Sep 2004	Other	foreign trustee
The Elba Esposito Trust	Member	1 Apr 2005	25% - 50%	98-6055885
The Zecchino Trust	Member	1 Apr 2005	25% - 50%	98-6055883
Aegis Llc	Member	1 May 2006	75% - 100%	98-0473618

Based in New York

The principal office where Corinthian Capital Group, LLC performs its advisory services is located at 366 Madison Ave., New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Hingham, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-920-2300 or by fax 212-920-2399. The normal business hours are 9:00 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at corinthiancap.com and its LinkedIn profile.