Browning Capital Management LLC (Mission Viejo)

Name: Browning Capital Management LLC
Address: 26391 Marsala Way, Mission Viejo, CA, 92692
Telephone: 949-439-7457

Browning Capital Management LLC is a large advisory firm based in Mission Viejo. It manages $107.82 million of regulatory assets for 74 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California and Oregon.

Browning Capital Management provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and family office services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Browning Capital Management: assets under management

The assets under management (AUM) of Browning Capital Management LLC is $107.82 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $107.82 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.46 million each.

Browning Capital Management has custody of $6.4 million in cash and securities for 10 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 61% of the total AUM. The second-largest asset type is state and local bonds, which make up 32% of the firm’s portfolio. Investments in investment and business development companies form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Browning Capital Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Browning Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Browning Capital Management is high net worth individuals with 8 clients and $106.03 million of assets under management. Among the 8 most similar advisory firms, Browning Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $107.69 million for 15 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Browning Capital Management doesn't advise any private funds.

Careers at Browning Capital Management LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Based in Mission Viejo

The principal office where Browning Capital Management LLC performs its advisory services is located at 26391 Marsala Way, Mission Viejo, CA 92692, which is also the mailing address of the firm. An additional office of the firm is in Sisters, OR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-439-7457. The normal business hours are 8am-5pm on Other. You can find more information about the New York firm at browningcm.com.