Trainer Wortham & Co Inc (San Francisco)

Name: Trainer Wortham & Co Inc
Address: 111 Pine St., San Francisco, CA, 94111
Telephone: 415-392-1400

Trainer Wortham & Co Inc is a large advisory firm based in San Francisco. It manages $6.54 billion of regulatory assets for 4,050 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 45 other states.

Trainer Wortham & provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Trainer Wortham &: assets under management

The assets under management (AUM) of Trainer Wortham & Co Inc is $6.54 billion. The firm's AUM has grown by 66% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.8 billion in discretionary accounts and $1.75 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.19 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $218.29 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Trainer Wortham & Co Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Trainer Wortham & Co Inc

James H. Herbert has been acting as President since 1 Jan 1999. Ken Adam Lerseth joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
First Republic Bank	Parent company	1 Jan 1999	75% - 100%	88-0157485
Charles Volkhardt Moore	President & director	1 Jan 1999	Other	1840462
Arthur Arnold	Exec. v.p.,treasurer & director	1 Jan 1999	Other	2125413
David Paul Como	Exec. v.p.,treasurer & director	1 Jan 1999	Other	1839916
Henry Williamson Ghriskey	Exec. v.p., secretary, & director	1 Jan 1999	Other	1839931
James H. Herbert	Director	1 Jan 1999	Other	4371221
Katherine August Dewilde	Director	1 Jan 1999	Other	4298050
James P. Conn	Director	1 Jan 1999	Other	4371228
Roger O. Walther	Director	1 Jan 1999	Other	4371234
Arthur Alexander Arnold	Exec. v.p.,treasurer & director	1 Jan 1999	Other	2125413
James Patrick Conn	Director	1 Jan 1999	Other	4371228
Joanne Pietrini Smith	Cao	1 Oct 1999	Other	4298075
Laurence E Ach	Cio	1 Oct 2001	Other	4307919
Laurence Ernest Ach	Cio	1 Oct 2001	Other	4307919
Christopher John Brancazio	Cco	1 Mar 2002	Other	2078699
John Dixon Knox	President/ceo/director	1 Dec 2003	Other	2171252
Anne Blohm Golden	Director	1 May 2004	Other	224086
Deborah Ann Delaney	Cao	1 Jul 2004	Other	3070851
Gary Graham Pollock	Director	1 Sep 2004	Other	1590194
Craig Douglas Pollock	Coo	1 Sep 2004	Other	4629116
James Robert Bloom	Cio	1 Mar 2005	Other	4347029
Robert Lee Thornton	President	1 Dec 2006	Other	1412949
Donna Jean Knight	Chief compliance officer01/2007	1 Jan 2007	Other	1147088
Ken Adam Lerseth	Secretary	1 Jun 2007	Other	1391983

Based in San Francisco

The principal office where Trainer Wortham & Co Inc performs its advisory services is located at 111 Pine St., San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in Oakland, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-392-1400. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at trainerwortham.com.