Fiduciary International Inc (New York)

Name: Fiduciary International Inc
Address: 280 Park Avenue, New York, NY, 10017
Telephone: 212-632-3000

Fiduciary International Inc is an adviser based in New York. It manages $19.9 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Fiduciary International provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fiduciary International: assets under management

The assets under management (AUM) of Fiduciary International Inc is $19.9 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $19.9 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fiduciary International Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fiduciary International Inc

Lawrence Adam Sternkopf has been acting as President since 1 May 2002. Ronald J. Sanchez has served as the Chief Investment Officer since 1 Jun 2014. Michael J. Hogan joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Fiduciary Investment Corporation	Shareholder	1 Jul 1982	75% - 100%	13-2657470
Fiduciary Trust Company International	Owner	1 Jul 1982	75% - 100%	13-5069335
Savings & Esop Fiduciary Trust Company International Profit Sharing	Pension plan	1 Sep 1982	Other	13-6720767
Fiduciary Trust Company International Deferred Compensation Plan	Non-qualified stock plan	1 Sep 1982	Other	16-6420311
Anne Mcniff Tatlock	Chairman	1 Feb 1996	Other	700579
James C. Goodfellow	President	1 Jul 1996	Other	4330094
James Charles Goodfellow	President	1 Jul 1996	Other	4330094
Christine M. Ferrante	Treasurer	1 Dec 1996	Other	4330097
Carol K. Demitz	Director	1 Jun 1998	Other	4330100
William Young Yun	Director	1 Apr 2000	Other	1412123
Susan Garcia	Director	1 Oct 2001	Other	4476031
Susan Ann Garcia	Director	1 Oct 2001	Other	4476031
Lawrence Adam Sternkopf	Treasurer	1 Mar 2002	Other	4618036
Lawrence Adam Sternkopf	Director	1 May 2002	Other	4618036
Breda Mary Beckerle	Chief compliance officer	1 Aug 2004	Other	1078762
Henry Pierce Johnson	Director and president	1 Mar 2006	Other	2905857
Jeffrey Michael Applegate	Vice president and chief investment officer	1 Mar 2006	Other	1029229
Madison Sterling Gulley	Trading officer	1 Nov 2006	Other	1862155
Craig Steven Tyle	Chief legal officer	1 Dec 2006	Other	5026433
Madison Sterling Gulley	Trading officer	1 Dec 2006	Other	1862155
Gail Ehrick Cohen	Director	1 Apr 2007	Other	4370736
Stephen Mackintosh Pulsifer	Vice president & cio	1 May 2007	Other	5460033
James Charles Goodfellow	Chairman and director	1 Dec 2009	Other	4330094
Henry Pierce Johnson	Director, president and ceo	1 Dec 2009	Other	2905857
Ronald J. Sanchez	Chief investment officer	1 Jun 2014	Other	6358507
Ronald James Sanchez	Chief investment officer	1 Jun 2014	Other	6358507
Michael J. Hogan	Chief financial officer	1 Dec 2014	Other	6444065
Michael James Hogan	Chief financial officer	1 Dec 2014	Other	6444065
Lawrence Adam Sternkopf	President	1 Jul 2016	Other	4618036

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Fiduciary Trust Company International	Shareholder	1 Feb 1970	75% - 100%	13-5069335
Inc. Franklin Resources	Shareholder	1 Apr 2001	75% - 100%	13-2670991

Based in New York

The principal office where Fiduciary International Inc performs its advisory services is located at 280 Park Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-632-3000 or by fax 212-632-3002. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at franklintempleton.com/.