Ta Capital Management, LLC (Turnersville)

Name: Ta Capital Management, LLC
Address: 215 Fries Mill Road Ste B6, Turnersville, NJ, 08012
Telephone: 6462905660

Ta Capital Management, LLC is a large advisory firm based in Turnersville. It manages $132.4 million of regulatory assets for 133 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of California, New Jersey, New York, and Texas.

Ta Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ta Capital Management: assets under management

The assets under management (AUM) of Ta Capital Management, LLC is $132.4 million. The firm's AUM has grown by 400% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $63.3 million in discretionary accounts and $69.11 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.86 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $698.05 thousand.

Ta Capital Management has custody of $37.51 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 43% of the total AUM. The second-largest asset type is investment and business development companies, which make up 33% of the firm’s portfolio. Investments in cash and cash equivalents form 24% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ta Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ta Capital Management serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Ta Capital Management is high net worth individuals with 27 clients and $115.02 million of assets under management. Among the 8 most similar advisory firms, Ta Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $132.4 million for 55 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ta Capital Management doesn't advise any private funds.

Careers at Ta Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Riyad Michael Said has served as the Chief Investment Officer since 1 Jun 2014. Aimee Hayden Baehr joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Total Alignment Wealth Advisors	Member	1 Sep 2013	75% - 100%	166538
David T Vincent	Chief executive officer (ceo) and managing member	1 Sep 2013	Other	4407110
Robert M Hayden	Chief compliance officer	1 Sep 2013	Other	5881899
Aimee Hayden Baehr	Chief compliance officer	1 Feb 2014	Other	4379743
Riyad Michael Said	Chief investment officer	1 Jun 2014	Other	2206368

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Ta Members	Member	1 Jan 2013	50% - 75%	90-1019551

Based in Turnersville

The principal office where Ta Capital Management, LLC performs its advisory services is located at 215 Fries Mill Road Ste B6, Turnersville, NJ 08012, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 6462905660 or by fax 917-398-1577. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at tacapitalmanagement.com.