Invest In Vol LLC (Mt. Kisco)

Name: Invest In Vol LLC
Address: 100 South Bedford Road, Mt. Kisco, NY, 10549
Telephone: 203-998-6005

Invest In Vol LLC is a mid-sized advisory firm based in Mt. Kisco. It manages $29.34 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida, New York, and Texas.

Invest In Vol provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Invest In Vol: assets under management

The assets under management (AUM) of Invest In Vol LLC is $29.34 million. The firm's AUM has grown by 0% since the beginning of its operation, and $50 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $10.34 million in discretionary accounts and $19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $689.33 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $9.5 million.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Invest In Vol LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Invest In Vol serves?

The firm provides services to individuals, other investment advisers, and high net worth individuals. The largest group of clients of Invest In Vol is other investment advisers with 3 clients and $19.77 million of assets under management. Among the 3 most similar advisory firms, Invest In Vol has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $29.34 million for 17 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Invest In Vol also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Invest In Vol LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stuart John Barton	Managing member/cco	1 Mar 2017	50% - 75%	4816111
Justin Paul Young	Managing member	1 May 2017	25% - 50%	5583788

Based in Mt. Kisco

The principal office where Invest In Vol LLC performs its advisory services is located at 100 South Bedford Road, Mt. Kisco, NY 10549, which is also the mailing address of the firm. An additional office of the firm is in Delray Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-998-6005. The normal business hours are by appointment only on Monday - Friday. You can find more information about the New York firm at investinvol.com.