Newcastle Investment Corp. (New York)

Name: Newcastle Investment Corp.
Address: 1345 Avenue Of The Americas, New York, NY, 10105
Telephone: 212-798-6100

Newcastle Investment Corp. is a related adviser based in New York. It manages $72.56 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of New York.

Newcastle Investment Corp provides portfolio management for pooled investment vehicles and collateral management for collateralized debt obligations. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Newcastle Investment Corp: assets under management

The assets under management (AUM) of Newcastle Investment Corp. is $72.56 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $72.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.28 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Newcastle Investment Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Newcastle Investment Corp.

Kevin James Finnerty has been acting as President since 1 Aug 2005. Phillip John Evanski has served as the Chief Investment Officer since 1 Jun 2006. Sarah Louise Watterson joined the executive team most recently as the Chief Executive Officer And President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth M Riis	Director, chief executive officer and president	1 Jun 2002	Other	1859456
Randal Alan Nardone	Secretary	1 Jun 2002	Other	2694339
Wesley Robert Edens	Chairman of the board of directors	1 Jun 2002	Other	1320094
Jonathan Ashley	Chief operating officer	1 Jun 2002	Other	2446748
Stuart A Mcfarland	Director	1 Oct 2002	Other	5875479
David K Mckown	Director	1 Nov 2002	Other	5875478
Peter Marcussen Miller	Director	1 Feb 2003	Other	2329981
Michael Joshua Cohn	Chief compliance officer	1 Mar 2005	Other	4938950
Kevin James Finnerty	Director	1 Aug 2005	Other	842325
Phillip John Evanski	Chief investment officer	1 Jun 2006	Other	1864014
Kenneth M Riis	Director	1 Feb 2007	Other	1859456
Brian Chad Sigman	Chief financial officer	1 Aug 2008	Other	5874585
Alan Levering Tyson	Director	1 Nov 2011	Other	1175662
Justine Annette Cheng	Chief financial officer, treasurer and chief operating officer	1 Mar 2014	Other	3110700
Clifford Press	Director	1 Feb 2016	Other	5047156
Sarah Louise Watterson	Chief executive officer and president	1 Sep 2016	Other	5543018
Sara Ann Yakin	Chief operating officer	1 Sep 2016	Other	5366710
Lawrence Arthur Goodfield	Chief financial officer, chief accounting officer, and treasurer	1 Sep 2016	Other	6762592

Based in New York

The principal office where Newcastle Investment Corp. performs its advisory services is located at 1345 Avenue Of The Americas, New York, NY 10105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-798-6100 or by fax 917-591-8633. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at newcastleinv.com/.