Cdkv Holdings LLC (Denver)

Name: Cdkv Holdings LLC
Address: 50 S. Steele Street, Suite 501, Denver, CO, 80209
Telephone: 720-730-2550

Cdkv Holdings LLC is an adviser based in Denver. It manages $69.76 million of regulatory assets for 176 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Colorado and Texas.

Cdkv Holdings provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cdkv Holdings: assets under management

The assets under management (AUM) of Cdkv Holdings LLC is $69.76 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $69.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $396.34 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 51% of the total AUM. The second-largest asset type is investment and business development companies, which make up 21% of the firm’s portfolio. Investments in government bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cdkv Holdings LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Cdkv Holdings serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Cdkv Holdings is high net worth individuals with 20 clients and $56.49 million of assets under management. Among the 3 most similar advisory firms, Cdkv Holdings has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $69.76 million for 55 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Cdkv Holdings doesn't advise any private funds.

Careers at Cdkv Holdings LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Richard Katz	Managing member, chief compliance officer	1 Dec 2018	50% - 75%	5321599
Casey M Vader	Managing member	1 Dec 2018	50% - 75%	3015498

Based in Denver

The principal office where Cdkv Holdings LLC performs its advisory services is located at 50 S. Steele Street, Suite 501, Denver, CO 80209, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720-730-2550. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at steelestpwm.com.