Amp Capital Brookfield (Us) LLC (Chicago)

Amp Capital Brookfield (Us) LLC is a large advisory firm based in Chicago. It manages $7.18 billion of regulatory assets for 52 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Delaware and Illinois.

Amp Capital Brookfield (Us) provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Amp Capital Brookfield (Us): assets under management

The assets under management (AUM) of Amp Capital Brookfield (Us) LLC is $7.18 billion. The firm's AUM has grown by 179% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.61 billion in discretionary accounts and $1.57 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.94 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $391.29 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Amp Capital Brookfield (Us) LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Amp Capital Brookfield (Us) LLC

Mark Gerard O'brien has been acting as President since 1 Jul 2006. Trevor Cooke joined the executive team most recently as the Co Managing Director Of Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Amp Capital Ab Holdings Pty Ltd	Shareholder	1 Jul 2006	25% - 50%	foreign entity
Mark Gerard O'brien	Director	1 Jul 2006	Other	5249931
Kim Gordon Redding	Director and chairman	1 Jul 2006	Other	1637405
Nicholas Donald Tannura	Chief executive officer	1 Jul 2006	Other	2103134
Amp Capital Redding Investors Limited	Shareholder	1 Jul 2006	Other	00-00000
Amp Capital Brookfield Pty Ltd	Shareholder	1 Jul 2006	Other	00-00000
Brian John Delaney	Director of managing member	1 Feb 2009	Other	5657045
Brian John Delaney	Director	1 Mar 2009	Other	5657045
Trevor Cooke	Coo	1 Sep 2009	Other	5722109
John Jay Feeney	Director	1 Oct 2009	Other	1343601
Seth Adam Gelman	Chief compliance officer	1 Oct 2009	Other	4276435
Trevor Cooke	Chief operating officer	1 Oct 2009	Other	5722109
Bim Global Holdings Lp	Shareholder	1 Oct 2009	25% - 50%	57-1230230
Brian William Kingston	Director of managing member	1 Apr 2010	Other	5775857
Kim Gordon Redding	Director of managing member and cio	1 Dec 2010	Other	1637405
David P Kiddie	Director of managing member	1 Feb 2011	Other	1568887
Joseph Sommer	Chief compliance officer	1 Mar 2011	Other	4276435
Trevor Cooke	Co-managing director of managing member	1 Dec 2011	Other	5722109
Jonathan Crile Tyras	Chief executive officer	1 Dec 2011	Other	5303201

Indirect Owners

The SEC currently registers 21 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Amp Holdings Limited	Shareholder	1 Nov 1997	75% - 100%	foreign entity
Amp Group Holdings Limited	Shareholder	1 Nov 1997	75% - 100%	foreign entity
Amp Limited	Shareholder	1 Nov 1997	75% - 100%	foreign entity
Brookfield Asset Management Inc.	Owner	1 Apr 2005	75% - 100%	00-0000000
Amp Capital Holdings Limited	Shareholder	1 May 2005	75% - 100%	foreign entity
Brascan Us Holdings Inc	Owner	1 Dec 2005	75% - 100%	00-0000000
Brookfield Us Holdings Inc	Owner	1 Dec 2005	75% - 100%	00-0000000
Bim Global Holdings Lp	Shareholder	1 Mar 2006	50% - 75%	57-1230230
Llc Bim Global Gp	General partner	1 Dec 2006	Other	14-1983416
Brascan Asset Management Holdings Inc	Shareholder	1 May 2007	75% - 100%	foreign entity
Brookfield Us Corporation	Owner	1 Dec 2007	75% - 100%	51-0344540
Amp Capital Investors International Holdings Limited	Shareholder	1 Oct 2009	75% - 100%	foreign entity
Brookfield Investment Management Holdings Inc.	Owner	1 Oct 2009	75% - 100%	26-1375003
Brookfield Investment Management Inc.	Shareholder	1 Oct 2009	75% - 100%	110497
Amp Capital Ab Holdings Pty Ltd	Shareholder	1 Oct 2009	75% - 100%	00-00000
Amp Capital Brookfield Pty Ltd	Managing member	1 Oct 2009	Other	00-00000
Hcm Holdings Inc	Shareholder	1 Oct 2009	75% - 100%	00-00000
Amp Capital Brookfield Pty Limited	Owner	1 Oct 2009	Other	foreign entity
Amp Capital Ab Holdings Pty Limited	Owner	1 Oct 2009	25% - 50%	foreign entity
Brookfield Longview Holdings Llc	Shareholder	1 Dec 2010	75% - 100%	4329427
Brookfield Us Corporation	Owner	1 Jan 2011	75% - 100%	51-0344540

Based in Chicago

The principal office where Amp Capital Brookfield (Us) LLC performs its advisory services is located at 71 S. Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-377-8300 or by fax 312-377-8299. The normal business hours are 8:00am - 6:00pm on Monday - Friday.