Bgl Family Office Ag (8002 Zurich)

Name: Bgl Family Office Ag
Address: Am Schanzengraben 27, 8002 Zurich
Telephone: 01141 43 888 64 20

Bgl Family Office Ag is an adviser based in 8002 Zurich. It manages $4.52 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2011.

Bgl Family Office Ag provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bgl Family Office Ag: assets under management

The assets under management (AUM) of Bgl Family Office Ag is $4.52 million. The firm's AUM has gone down by -96% since the beginning of its operation, and $858.38 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $4.02 million in discretionary accounts and $500.22 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.34 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $500.22 thousand.

Investments

The firm invests in cash and cash equivalents the most. They account for 55% of the total AUM. The second-largest asset type is exchange traded securities, which make up 20% of the firm’s portfolio. Investments in investment grade corporate bonds form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bgl Family Office Ag for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bgl Family Office Ag

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rolf M Eberhart	Shareholder	1 Jul 2011	25% - 50%	5955794
Werner Erismann	Shareholder / director / chief compliance officer	1 Jul 2011	50% - 75%	5965750
Alexander R Lecki	Chief compliance officer	1 Sep 2013	Other	6281007
Chiarello Treuhand Gmbh	Owner	1 Nov 2013	75% - 100%	0191 00 263.83.470.1
Trust Lab Holding Ag	Owner	1 Oct 2016	75% - 100%	che-112.008.397
Johan Christiaan Smit	Ceo	1 Oct 2016	Other	6740129
Yves Baumann	Chief compliance officer	1 Sep 2017	Other	6281007
Jean Marc Baumann	Ceo	1 Sep 2017	Other	6740132
Daniel Marty	Coo	1 Sep 2017	Other	6859642
Avalon Holding Ag	Owner	1 Sep 2017	75% - 100%	che-258.050.223
Daniel Marty	Chief compliance officer	1 Dec 2018	Other	6859642

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jean Marc Baumann	Owner	1 Mar 2009	50% - 75%	6740132
Victor Gallus	Owner	1 Mar 2009	50% - 75%	6740134
Victor Gallus	Owner	1 Sep 2017	50% - 75%	6740134
Chantal Baumann	Owner	1 Sep 2017	50% - 75%	6864871
Naomi Meran Gallus	Owner	1 Feb 2018	25% - 50%	6920424

Based in 8002 Zurich

The principal office where Bgl Family Office Ag performs its advisory services is located at Am Schanzengraben 27, 8002 Zurich, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 01141 43 888 64 20 or by fax 01141 43 888 64 21. The normal business hours are 8:00 a.m. - 5:00 p.m. (zurich time) on Monday - Friday. You can find more information about the New York firm at bgl-family-office.ch.