Black Capital, LLC (New York)


Black Capital, LLC is an adviser based in New York. It manages $13.03 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2011.

Logo

Black Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Black Capital: assets under management

The assets under management (AUM) of Black Capital, LLC is $13.03 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $13.03 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.34 million each.
Black Capital has custody of $13.03 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Black Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Sean Garrett Simon Managing member 1 Jan 2011 75% - 100% 2463807

Based in New York

The principal office where Black Capital, LLC performs its advisory services is located at 610 Fifth Avenue, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-474-6800 or by fax 212-474-6820. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at blackcapital.com/.