Henderson Investment Management Limited (London)

Name: Henderson Investment Management Limited
Address: 201 Bishopsgate, London, Ec2 M 3 Ae
Telephone: 44-207-818-1818

Henderson Investment Management Limited is a large advisory firm based in London. It manages $11.56 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Illinois.

Henderson Investment Management Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and model portfolios. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Henderson Investment Management Limited: assets under management

The assets under management (AUM) of Henderson Investment Management Limited is $11.56 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 3480% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.56 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.28 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Henderson Investment Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Henderson Investment Management Limited

Richard Patrick Mcnamara has been acting as President since 1 Feb 2013. Rhiannon Willow Chaudhuri joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Henderson Global Investors (Holdings) Plc	Shareholder	1 Dec 1992	75% - 100%	foreign entity
George Ian Buckley	Director and global cio	1 Apr 1998	Other	4363112
Iain Campbell Clark	Director of international specialist	1 Apr 1998	Other	2583871
Nicholas Toby Hiscock	Director and chief operating officer	1 Jul 1998	Other	4379698
Michael Gerrard Clare	Director and cio retail	1 Aug 1998	Other	4379772
Rupert A Carnegie	Director of research and strategy	1 Oct 1998	Other	4363113
Robert Ross Maclean	Compliance officer	1 Jul 1999	Other	4379844
Roger Phillip Yates	Chief executive officer	1 Oct 1999	Other	4379840
John Martin Nestor	Director, institutional marketing	1 Mar 2001	Other	4391240
James Nicholas Barnard Darkins	Director of global property	1 Jun 2001	Other	4463757
Anne Rein	Director	1 Mar 2002	Other	4649571
Shirley Garrood	Director	1 Sep 2002	Other	4649572
Anthony Michael Dolphin	Director of global economics and strategy	1 Jan 2003	Other	4649611
Andrew Joseph Formica	Director	1 Sep 2004	Other	3008151
David Jacobs	Chief investment officer - fixed income	1 Feb 2005	Other	4940721
David Jacob	Chief investment officer - fixed income	1 Feb 2005	Other	4940721
Iain James Mather	Chief compliance officer	1 Dec 2005	Other	5072972
Brian David Rowe	Chief compliance officer	1 Feb 2006	Other	4742082
Andrew James Formica	Ceo	1 Aug 2008	Other	5643802
David Jacob	Chief investment officer - listed assets	1 Nov 2008	Other	4940721
Andrew Joseph Formica	Chief executive officer	1 Nov 2008	Other	3008151
Andrew James Vasenden	Chief compliance officer	1 Nov 2008	Other	5613820
Andrew James Formica	Chief executive officer	1 Nov 2008	Other	5643802
James Nicholas Barnard Darkins	Managing director, global property	1 Mar 2011	Other	4463757
Andrew John Boorman	Managing director, human resources	1 Aug 2011	Other	5919317
Richard Patrick Mcnamara	Director	1 Feb 2013	Other	4489453
Yinka Osindero	Chief compliance officer	1 May 2013	Other	4377154
Christopher Benjamin Chaloner	Director	1 Apr 2014	Other	6408722
James Gerard O'brien	Director	1 Mar 2015	Other	4507305
David Burrowes	Director	1 Oct 2015	Other	6631465
Charles Edward Jones	Chief compliance officer	1 Jun 2017	Other	6823197
Albert Giral Mayol	Chief compliance officer	1 Aug 2017	Other	6864174
Rhiannon Willow Chaudhuri	Director	1 Sep 2017	Other	6864158

Indirect Owners

The SEC currently registers 18 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Amp Invest Plc	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Pearl Assurance Plc	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Pearl Assurance Group Holdings Limited	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Pearl Group Limited	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Amp (Uk) Plc	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Amp Financial Services Holdings Limited	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Amp Holdings Limited	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Amp Group Holdings Limited	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Amp Limited	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Hhg Invest Plc	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Hhg Plc	Shareholder	1 Dec 2003	75% - 100%	foreign entity
Henderson Group Plc	Shareholder	1 Dec 2003	75% - 100%	foreign entity
Henderson Group Plc	Shareholder	1 Sep 2009	75% - 100%	foreign entity
Henderson Global Group Limited	Shareholder	1 Sep 2009	75% - 100%	foreign entity
Henderson Holdings Group Limited	Shareholder	1 Sep 2009	75% - 100%	foreign entity
Janus Henderson Group Plc	Shareholder	1 Sep 2009	75% - 100%	foreign entity
Hgi Group Limited	Shareholder	1 Sep 2009	75% - 100%	foreign entity
Hgi Group Limited	Shareholder	1 Jul 2010	75% - 100%	foreign entity

Based in London

The principal office where Henderson Investment Management Limited performs its advisory services is located at 201 Bishopsgate, London, Ec2 M 3 Ae, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44-207-818-1818 or by fax 44-207-818-1819. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at henderson.com.