Foundational Retirement Solutions LLC (Carlsbad)

Foundational Retirement Solutions LLC is a large advisory firm based in Carlsbad. It manages $130 million of regulatory assets for 45 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of California.

Foundational Retirement Solutions provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Foundational Retirement Solutions: assets under management

The assets under management (AUM) of Foundational Retirement Solutions LLC is $130 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

What kind of clients Foundational Retirement Solutions serves?

The only and largest group of clients of Foundational Retirement Solutions is pension and profit sharing plans with 45 clients and $130 million of assets under management. Among the 7 most similar advisory firms, Foundational Retirement Solutions has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $130 million for 45 clients. None of the firm’s clients are foreign persons or businesses.

Foundational Retirement Solutions doesn't advise any private funds.

Careers at Foundational Retirement Solutions LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Robert Chetney	Ceo	1 May 2017	75% - 100%	1598915
James Michael Owen	Cco	1 May 2017	Other	5092598
Kim Chetney	Minority member	1 May 2017	Other	6791426
Kim Hoffman Chetney	Minority member	1 May 2017	Other	xxx-xx-xxxx
Amy Elizabeth Glynn	Cco	1 Dec 2017	Other	2030002
Jeffrey David Kayajanian	Cco	1 Sep 2018	Other	1200134

Based in Carlsbad

The principal office where Foundational Retirement Solutions LLC performs its advisory services is located at 5973 Avenida Encinas, Carlsbad, CA 92008, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-359-0035. The normal business hours are 7 a.m. to 5:00 p.m. pt on Monday - Friday.