Pyramis Global Advisors, LLC (Smithfield)

Name: Pyramis Global Advisors, LLC
Address: 900 Salem Street, Smithfield, RI, 02917
Telephone: 401-292-3431

Pyramis Global Advisors, LLC is a large advisory firm based in Smithfield. It manages $60 billion of regulatory assets for 374 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, California, and 30 other states.

Pyramis Global Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and research for affiliated companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pyramis Global Advisors: assets under management

The assets under management (AUM) of Pyramis Global Advisors, LLC is $60 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 875% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $160.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pyramis Global Advisors, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pyramis Global Advisors, LLC

Jeffrey Lagarce has been acting as President since 1 Jan 2015. Robert J Haber has served as the Chief Investment Officer since 1 Sep 2005. Casey Moore Condron joined the executive team most recently as the Head Of Sales & Relationship Management.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Pyramis Global Advisors Holdings Corp.	Shareholder	1 Oct 2004	75% - 100%	20-1728184
Fiam Holdings Corp.	Shareholder	1 Oct 2004	75% - 100%	20-1728184
Pyramis Global Advisor Holdings Corp.	Shareholder	1 Oct 2004	75% - 100%	20-1728184
Drew Edward Lawton	Director	1 Oct 2004	Other	1173631
Peter James Smail	Chairman of the board, ceo, director	1 Sep 2005	Other	2104905
Jeffrey Bruce Saef	Executive vice president product development, director	1 Sep 2005	Other	1655960
Phil Mcdowell	Senior vice president, chief administrative officer, director	1 Sep 2005	Other	5040651
Robert J Haber	Chief investment officer	1 Sep 2005	Other	5042295
Mike Howard	Senior vice president, chief financial officer, treasurer, director	1 Sep 2005	Other	5042539
Michael William Howard	Senior vice president, chief financial officer, treasurer, director	1 Sep 2005	Other	5042539
Kenneth Alan Rathgeber	Chief compliance officer	1 Oct 2005	Other	2400619
Young Duchung Chin	Chief investment officer	1 Mar 2006	Other	2882677
William E Dailey	Senior vice president, chief administrative officer, director	1 Jul 2006	Other	5226182
Young Duchung Chin	President, chairman, director	1 Sep 2006	Other	2882677
William E Dailey	Senior vice president, chief administrative officer, director	1 Sep 2006	Other	5226182
Michael E Wilens	Head of asset management	1 Jul 2008	Other	5653418
Robert J Haber	Chief investment officer (canada)	1 Nov 2008	Other	5042295
Young Duchung Chin	Chief investment officer, director	1 Nov 2008	Other	2882677
Kevin Charles Uebelein	President, chairman, director	1 Nov 2008	Other	1557685
Patrick James Mc Nelis	Director	1 Nov 2008	Other	1260939
William E Dailey	Senior vice president, chief financial officer, director	1 Jun 2009	Other	5226182
Jacques Pierre Perold	Asset management executive	1 Jul 2009	Other	4407744
Jacques Pierre Perold	Head of asset management	1 Nov 2009	Other	4407744
James S Carroll	Svp, domestic distribution and client service	1 Feb 2010	Other	5149207
Michael Evans Barnett	Head of north american institutional sales	1 Feb 2010	Other	5773763
Ronald Philip O'hanley	President, asset management and corporate services	1 Jul 2010	Other	4331592
William E Dailey	Senior vice president, chief financial officer, chief global compliance officer, director	1 Feb 2011	Other	5226182
Boyce Ingram Greer	Head of institutional investments and vice chairman	1 Mar 2011	Other	1423638
Derek L Young	Vice chairman	1 Aug 2011	Other	5538963
William E Dailey	Chief financial officer	1 Aug 2011	Other	5226182
Michael Paul Palermo	Director, svp, relationship management	1 Aug 2011	Other	4396923
Charles S (Mi Only) Morrison	Vice chairman	1 Aug 2011	Other	4650274
Patrick James Sheppard	Senior vice president, governance, risk, compliance and treasury	1 Aug 2011	Other	1779929
Douglas Ralph Moore	Director, chief financial officer	1 Oct 2011	Other	5990375
Michael Anthony Jones	President, chief executive officer, chairman, director	1 Mar 2012	Other	4357853
Wendy Sian Burgess	Canada compliance officer	1 Apr 2012	Other	6054880
Linda Jean Wondrack	Chief compliance officer	1 Apr 2012	Other	1589187
Michael Howard Whitaker	Svp, compliance officer	1 Nov 2012	Other	4779927
Maureen Alma Fitzgerald	Director	1 Nov 2012	Other	4908226
Joseph Nedder	Director	1 Nov 2012	Other	6142994
Pam Ruddick Holding	Chief investment officer, director	1 Jan 2014	Other	1912576
Pamela Ruddick Holding	Chief investment officer	1 Jan 2014	Other	1912576
Charles S (Mi Only) Morrison	President of asset management, vice chairman	1 Mar 2014	Other	4650274
Nancy D. Prior	President fixed income, vice chairman pga	1 Mar 2014	Other	6044826
Jean Marie Raymond	Chief financial officer of asset management	1 May 2014	Other	4148581
William Eric Dailey	Chief operating officer of asset management	1 May 2014	Other	5226182
Wilson B Owens	Director, chief operating officer	1 Jul 2014	Other	6383298
Casey Moore Condron	Director, svp, relationship management	1 Jul 2014	Other	3092905
Jeffrey Lagarce	President	1 Jan 2015	Other	6424408
Jeffrey Paul Lagarce	President	1 Jan 2015	Other	1014406
Casey Moore Condron	Head of sales & relationship management	1 Feb 2015	Other	3092905

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Fmr Llc	Shareholder	1 Oct 2004	75% - 100%	04-2507163
Fmr Corp.	Shareholder	1 Oct 2004	75% - 100%	04-2507163

Based in Smithfield

The principal office where Pyramis Global Advisors, LLC performs its advisory services is located at 900 Salem Street, Smithfield, RI 02917, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 401-292-3431 or by fax 617-385-1429. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at pyramis.fidelity.com.