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Vaughan Nelson Scarborough & Mccullough LP (Houston)


Vaughan Nelson Scarborough & Mccullough LP is a large advisory firm based in Houston. It manages $3.61 billion of regulatory assets for 285 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 11 other states.

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Vaughan Nelson Scarborough & Mccullough provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vaughan Nelson Scarborough & Mccullough: assets under management

The assets under management (AUM) of Vaughan Nelson Scarborough & Mccullough LP is $3.61 billion. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $3.6 billion in discretionary accounts and $6.87 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.72 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.43 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vaughan Nelson Scarborough & Mccullough LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Vaughan Nelson Scarborough & Mccullough LP

Edward Mccullough has been acting as President since 1 Dec 1997. Cdc Finance Cdc Ixis (Cdc Ixis) joined the executive team most recently as the Shareholder (Series A).

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
John Franklin Scarborough Director 1 Jul 1970 Other 4351173
Vaughan Harold Vaughan Chairman, director 1 Jul 1970 Other 4345569
Eugene Harold Vaughan Chairman, director 1 Jul 1970 Other 4345569
Richard Bruce Faig Cfo, compliance 1 Oct 1994 Other 4351174
Nelson Scarborough & Mccullough Inc. Vaughan General partner 1 Apr 1996 Other 04-3304959
Inc. Vaughan Nelson Investment Management General partner 1 Apr 1996 Other 04-3304959
Peter Stuart Voss Director 1 May 1996 Other 2322527
Sherry Ann Umberfield Director 1 May 1996 Other 1246173
L.P. ("Cdciamna") Cdc Ixis Asset Management North America Limited partner of applicant 1 May 1996 75% - 100% 04-3398261
L.P. ("Cdc Ixis") Cdc Ixis Asset Management North America Limited partner 1 Dec 1997 75% - 100% 04-3398261
Edward Mccullough Director 1 Dec 1997 Other 1547356
Edward Stanton Mccullough Director 1 Dec 1997 Other 1547356
Lee Alan Lahourcade President, ceo and director 1 Mar 1999 Other 4345595
Beverly M. Bearden Director 1 Apr 2002 Other 4473184
Beverly Mills Bearden Director 1 Apr 2002 Other 4473184

Indirect Owners

The SEC currently registers 19 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.P. ("Cdc Ixis") Cdc Ixis Asset Management North America Shareholder 1 Aug 1994 75% - 100% 04-3398261
Inc. ("Holdings") Cdc Ixis Asset Management Holdings Shareholder 1 May 1996 75% - 100% 04-3241308
Cdc Ixis Asset Management North America Lp (Cdciamna) Shareholder 1 May 1996 75% - 100% 04-3398261
Cdc Ixis Asset Management Holdings Llc (Cdciamna Holdings) Shareholder 1 May 1996 75% - 100% 04-3241308
Government Of France Supervisor 1 Oct 2000 75% - 100% foreign entity
Caisse Des Depots ("Cdc") Shareholder 1 Oct 2000 75% - 100% 13-3759209
Cdc Ixis ("Cdc I") Shareholder 1 Oct 2000 50% - 75% foreign entity
Cdc Ixis Asset Management S.A. ("Cdcam") Shareholder 1 Oct 2000 75% - 100% foreign entity
Cdc Ixis Asset Management Us Corporation ("Cdcam Us") Limited partner, member 1 Oct 2000 75% - 100% 13-4146043
Llc ("Llc") Cdc Ixis Asset Management Us General partner 1 Oct 2000 Other 13-4146162
Cdc Finance Cdc Ixis (Cdc Ixis) Shareholder 1 Oct 2000 75% - 100% foreign entity
Cdc Ixis Asset Management S.A. (Cdciam) Shareholder 1 Oct 2000 75% - 100% foreign entity
Cdc Ixis Asset Management Us Corporation (Cdciam Us) Member 1 Oct 2000 75% - 100% 13-4146043
Cdc Ixis Asset Management Us Llc (Cdciam Us Llc) General partner 1 Oct 2000 Other 13-4146162
Caisse Des Depots Et Consignations (Cdc) Shareholder 1 Oct 2000 25% - 50% 13-3759209
Caisse Des Depots Et Consignations (Cdc) Shareholder 1 Jan 2002 50% - 75% 13-3759209
Eulia Shareholder 1 Jan 2002 50% - 75% foreign entity
Caisse Nationale Des Caisses D'epargne ("Cnce") Shareholder 1 Jan 2002 25% - 50% foreign entity
Cdc Finance Cdc Ixis (Cdc Ixis) Shareholder (series a) 1 Oct 2002 75% - 100% foreign entity

Based in Houston

The principal office where Vaughan Nelson Scarborough & Mccullough LP performs its advisory services is located at 600 Travis, Suite 6300, Houston, TX 77002 3071, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 713-224-2545 or by fax 713-247-9534. The normal business hours are 8 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.vnsm.com.


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