To One A.M. LLC (Hr 10000 Zagreb)

To One A.M. LLC is an adviser based in Hr 10000 Zagreb. It manages $1.68 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2017.

To One A.M provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

To One A.M: assets under management

The assets under management (AUM) of To One A.M. LLC is $1.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 68% since the beginning of its operation, and $1.68 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $111.97 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 91% of the total AUM. The second-largest asset type is investment and business development companies, which make up 6% of the firm’s portfolio. Investments in cash and cash equivalents form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay To One A.M. LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at To One A.M. LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Josip (Nmn) Galinec	Managing member/chief compliance officer	1 Dec 2011	75% - 100%	6020563
Josip Galinec	Managing member/chief compliance officer	1 Dec 2011	75% - 100%	6020563

Based in Hr 10000 Zagreb

The principal office where To One A.M. LLC performs its advisory services is located at Teslina 10/Ii, Hr 10000 Zagreb, Eu, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +385 (1) 4875 050. The normal business hours are by appointment only on Other.