James Oates Net Worth

The estimated Net Worth of James M Oates is at least $16.3 Million dollars as of 2 June 2021. Mr. Oates owns over 20,000 units of Stifel stock worth over $414,318 and over the last 21 years he sold SF stock worth over $15,724,910. In addition, he makes $192,369 as Independent Director at Stifel.

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Mr. Oates SF stock SEC Form 4 insiders trading

James has made over 98 trades of the Stifel stock since 2003, according to the Form 4 filled with the SEC. Most recently he sold 20,000 units of SF stock worth $1,372,800 on 2 June 2021.

The largest trade he's ever made was selling 40,000 units of Stifel stock on 17 February 2009 worth over $1,402,400. On average, James trades about 2,487 units every 31 days since 2003. As of 2 June 2021 he still owns at least 4,996 units of Stifel stock.

You can see the complete history of Mr. Oates stock trades at the bottom of the page.

James Oates biography

James M. Oates is an Independent Director of Stifel Financial Corp. Career Highlights • Managing Director, The Wydown Group, a financial consulting firm (1994 – present) • Chairman, Hudson Castle Group, Inc. (formerly IBEX Capital Markets, Inc.), a financial services company (1997 – 2011) • Chief Executive Officer, Neworld Bank Corp. (1985 – 1994) Other Professional Experience and Community Involvement • Board Member, Virtus Funds • Board Member and former Chairman, John Hancock Funds • Chairman of the Board, Emerson Investment Management, Inc. (1995– 2016) • Trustee Emeritus of Middlesex School, Concord, Massachusetts • Chairman, Connecticut River Bank (2000 – 2014) • Board Member, New Hampshire Trust Company (2000 – 2014) • Board member, Connecticut River Bancorp (2000 – 2014) (PK: CORB.PK) • M.B.A., Harvard Business School • B.A , Harvard College Experience and Qualifications: Mr. Oates has led several financial services and consulting firms and has substantial investment experience serving on public company, mutual fund, and private investment boards and committees.

What is the salary of James Oates?

As the Independent Director of Stifel, the total compensation of James Oates at Stifel is $192,369. There are 17 executives at Stifel getting paid more, with Ronald Kruszewski having the highest compensation of $8,173,330.

How old is James Oates?

James Oates is 74, he's been the Independent Director of Stifel since 1996. There are 3 older and 21 younger executives at Stifel. The oldest executive at Stifel Financial Corp. is Thomas Wilson Weisel, 80, who is the Sr. MD & Director.

What's James Oates's mailing address?

James's mailing address filed with the SEC is 501, North Broadway, Downtown St Louis, St. Louis, Missouri, 63102, United States.

Insiders trading at Stifel

Over the last 22 years, insiders at Stifel have traded over $173,141,302 worth of Stifel stock and bought 382,498 units worth $12,569,683 . The most active insiders traders include Ronald J Kruszewski, Joseph A Sullivan, and James M Zemlyak. On average, Stifel executives and independent directors trade stock every 10 days with the average trade being worth of $1,199,914. The most recent stock trade was executed by Michael J Zimmerman on 5 June 2024, trading 2,504 units of SF stock currently worth $207,657.

What does Stifel do?

established in 1890, stifel, nicolaus & company, incorporated is one of the nation’s premier full-service financial services firms, providing brokerage, trading, investment banking, investment advisory, and related services to individual investors, professional money managers, businesses, and municipalities through more than 350 locations in 45 states and the district of columbia. stifel ranks as the 6th largest brokerage firm in the country as measured by number of financial advisors, with approximately 2,100, and features a highly regarded equity research department that has earned numerous accolades from such publications as the wall street journal, forbes, and the financial times. stifel is the principal subsidiary of stifel financial corp. (nyse: sf), a financial services holding company headquartered in st. louis, missouri. some of stifel financial’s other subsidiaries include century securities associates, inc., an independent contractor broker-dealer firm; stifel nicolaus lim

Complete history of Mr. Oates stock trades at Stifel, Stifel, John Hancock Preferred Income Fund II, John Hancock Preferred Income Fund, John Hancock Preferred Income Fund III, John Hancock Investors Trust, John Hancock Income Securities Trust, Duff & Phelps Select MLP and Midstream Fund Inc, John Hancock Premium Dividend Fund, Virtus Total Return Fund, and Virtus Global Multi-Sector Income Fund

Stifel executives and stock owners

Stifel executives and other stock owners filed with the SEC include:

• Ronald Kruszewski,
  Co-Chairman of the Board, Chief Executive Officer
• Ronald James Kruszewski,
  Chairman & CEO
• Victor Nesi,
  President and Director of Institutional Group
• Victor J. Nesi,
  Co-Pres & Director of Institutional Group
• James Zemlyak,
  President
• James Mark Zemlyak,
  Co-Pres & Head of Global Wealth Management
• Thomas Michaud,
  Senior Vice President
• Thomas Beaulieu Michaud M.B.A.,
  Sr. VP
• Thomas Weisel,
  Co-Chairman of the Board
• Richard Himelfarb,
  Vice Chairman of the Board, Senior Vice President
• James Marischen,
  Chief Financial Officer, Senior Vice President
• James M. Marischen,
  Sr. VP & CFO
• Ben Plotkin,
  Vice Chairman of the Board, Senior Vice President
• David Sliney,
  Chief Operating Officer, Senior Vice President
• Robert Grady,
  Lead Independent Director
• David Peacock,
  Independent Director
• Michael Brown,
  Independent Director
• Daniel Ludeman,
  Independent Director
• Michael Zimmerman,
  Independent Director
• James Oates,
  Independent Director
• Maura Markus,
  Independent Director
• Kathleen Brown,
  Independent Director
• Adam Berlew,
  Independent Director
• Thomas Wilson Weisel,
  Sr. MD & Director
• Mark Fisher,
  Senior Vice President, General Counsel
• David Roderick,
  vice president
• Joel Michael Jeffrey,
  Sr. VP of Investor relations
• Rajive Kumar,
  VP
• Bradford Raymond,
  Global Head of Investment Banking
• Michael O'Keeffe C.F.A.,
  Chief Investment Officer
• David D. Sliney,
  Sr. VP & COO
• John P Dubinsky,
  Director
• Bruce A Beda,
  Director
• Allen Brautigam,
  
• David M Minnick,
  General Counsel & Senior VP
• Thomas P Mulroy,
  Director
• Kelvin R Westbrook,
  Director
• Frederick O Hanser,
  Director
• Stephen Chad Estep,
  Senior Vice President
• Robert E Lefton,
  Director
• Charles A Dill,
  Director
• Alton F Iii Irby,
  Director
• Bernard N Burkemper,
  
• Richard F Ford,
  Director
• Scott B Mccuaig,
  PRESIDENT RETAIL GROUP
• Rick E Maples,
  
• John J Goebel,
  Director
• Robert J Baer,
  Director
• John Jeffery Fowlds,
  
• Joseph A Sullivan,
  Director
• Bancorp Inc Bankatlantic,
  10% owner
• Thomas R Kendrick,
  
• Joseph A Stieven,
  
• Michael F Imhoff,
  DIR FI TRADING
• George H Iii Walker,
  Director
• Tom Prince,
  GENERAL COUNSEL
• Walter F Imhoff,
  HANIFIN PRESIDENT
• J Joseph Schlafly,
  
• Steven H Bell,
  
• Marcia J Kellams,
  EXEC SECRETARY-CEO/CHAIR
• Christopher K Reichert,
  CEO of Stifel Bank & Trust
• Maryam S. Brown,
  
• James P. Kavanaugh,
  
• Lisa Landau Carnoy,