Zock Robert A & Co Inc (Sutton)

Zock Robert A & Co Inc is a large advisory firm based in Sutton. It manages $117.65 million of regulatory assets for 110 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Massachusetts and New Hampshire.

Zock Robert A & provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Zock Robert A &: assets under management

The assets under management (AUM) of Zock Robert A & Co Inc is $117.65 million. The firm's AUM has gone down by -12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $117.44 million in discretionary accounts and $212.33 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.08 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $212.33 thousand.

Zock Robert A & has custody of $110.1 million in cash and securities for 103 clients in total and acts as a qualified custodian.

Investments

The firm invests in non-exchange traded securities the most. They account for 49% of the total AUM. The second-largest asset type is government bonds, which make up 19% of the firm’s portfolio. Investments in cash and cash equivalents form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Zock Robert A & Co Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Maureen Ann Zock serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Maureen Ann Zock is high net worth individuals with 82 clients and $93.22 million of assets under management. Among the 11 most similar advisory firms, Zock Robert A & has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $97.59 million for 106 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Zock Robert A & doesn't advise any private funds.

Careers at Zock Robert A & Co Inc

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Maureen Ann Zock has been acting as President since 1 Jun 1976. Robert Anthony Zock joined the executive team most recently as the Assistant Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Maureen Ann Zock	Director	1 Jun 1976	Other	4389083
Robert Zock	President	1 Jun 1976	75% - 100%	2855523
Robert Zock	Treasurer	1 Jan 1997	Other	2865492
Robert Anthony Zock Jr.	President/chief compliance officer	1 Jan 2002	75% - 100%	2865492
Robert Zock	President	1 Jan 2002	Other	2865492
Robert Anthony Zock	President	1 Jan 2002	Other	2865492
Robert Anthony Zock	Assistant treasurer	1 Mar 2002	Other	2855523
Robert Zock	Assistant treasurer	1 Mar 2002	75% - 100%	2855523

Based in Sutton

The principal office where Zock Robert A & Co Inc performs its advisory services is located at 98 Birch Hill Road, Sutton, NH 03278 The mailing address of the firm is 98 Birch Hill Road, Warner, NH 03278. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 603-456-3106 or by fax 603-456-2863. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.