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Malley Associates Capital Management Inc (New York)


Malley Associates Capital Management Inc is a large advisory firm based in New York. It manages $117.61 million of regulatory assets for 192 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, New Jersey, and New York.

Malley Associates Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Malley Associates Capital Management: assets under management

The assets under management (AUM) of Malley Associates Capital Management Inc is $117.61 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 183% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $117.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $612.56 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Malley Associates Capital Management Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in New York

The principal office where Malley Associates Capital Management Inc performs its advisory services is located at 909 Third Avenue, 5 Th Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-495-3172 or by fax 646-495-3176. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday.


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